Rosen & Associates
     
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PRACTICE

Rosen & Associates, P.C.'s legal team specializes in the following practice areas:

  • Civil Litigation

  • Business Litigation

  • State and Federal Securities Law

  • Public and Private Offerings of Securities

  • SEC Defense

  • International Securities Regulation

  • Arbitrations

  • NYSE, AMEX and NASD Disciplinary Proceedings

  • Broker-Dealer and Registered Representative Regulation

  • Investment Company and Investment Advisor Matters

  • Corporate Law

  • Legal Malpractice and Liability of Law Firms 

  • Entertainment Law

  • Real Estate Law

  • Federal and California State Appellate 

Robert C. Rosen is also available as a securities expert witness, specializing in the following:

  • Securities & Business Law

  • SEC Enforcement Defense

  • International Business & Securities

  • Class & Derivative Actions

  • Insider Trading

  • NYSE, AMEX, FINRA Disciplinary Proceedings

  • Broker-Dealer, Investment Company & Investment Adviser Matters

  • Liability under Federal & State Securities Laws

  • Internet Securities

  • Securities Arbitration

  • Law Firm Liability

 
 
 

444 S. Flower St., Suite 602, Los Angeles, California 90071 • T: (213) 362-1000 • F: (213) 362-1001 • mail@rosen-law.com