Law Offices
Rosen & Associates, P.C.
Practice Areas
Securities, Business and Insurance Litigation, Professional Malpractice, Business Torts, Bad Faith, Mergers and
Acquisitions, Directors and Officers, International Law, Arbitration, Litigation and Appellate Practice, Broker-Dealer
Defense, Entertainment Law, FINRA, SEC Enforcement, including Blockchain: Defense of SEC Investigations and Proceedings, Corporations Law and Securities Offerings
Civil Litigation
Arbitrations
SEC Defense, Including Blockchain: Defense of SEC Investigations and Proceedings
Business Litigation
Real Estate Law
International Securities Regulation
Legal Malpractice and Liability
of Law Firms
FINRA Disciplinary Proceedings
Securities Offerings
Federal and California State Appellate
Investment Company and
Investment Advisor Matters
Corporate Law
Broker-Dealer and Registered Representative Regulation
State and Federal
Securities Law
Entertainment Law
Robert C. Rosen is also available as a Securities Expert Witness,
specializing in the following:
● Securities Law and Business Law ● SEC Enforcement Defense
● International Business and Securities Regulation ● Class & Derivative Actions
● Insider Trading ● FINRA Disciplinary Proceedings
● Broker-Dealer, Investment Company and Investment Adviser Matters
● Liability under Federal and State Securities Laws ● Public and Private Offerings ●
Internet Securities ● Securities Arbitration ● Law Firm Liability
660 S. Figueora, Suite 1960, Los Angeles, California 90017 • T: (213) 362-1000 • F: (213) 362-1001 • mail@rosen-law.com