Practice Areas

Securities, Business and Insurance Litigation, Professional Malpractice, Business Torts, Bad Faith, Mergers and
Acquisitions, Directors and Officers, International Law, Arbitration, Litigation and Appellate Practice, Broker-Dealer
Defense, Entertainment Law, FINRA, SEC Enforcement, including  Blockchain: Defense of SEC Investigations and Proceedings, Corporations Law and Securities Offerings

 Civil Litigation

 

Arbitrations

 

SEC Defense, Including Blockchain: Defense of SEC Investigations and Proceedings

 

Business Litigation

 

Real Estate Law

 

International Securities Regulation

 

Legal Malpractice and Liability

of Law Firms

 

FINRA Disciplinary Proceedings

 

Securities Offerings

 Federal and California State Appellate

 

Investment Company and

Investment Advisor Matters

 

 Corporate Law

 

Broker-Dealer and Registered Representative Regulation

 

State and Federal

Securities Law

 

 Entertainment Law

 

Robert C. Rosen is also available as a Securities Expert Witness,

specializing in the following:

 

   ● Securities Law and Business Law   ● SEC Enforcement Defense  

International Business and Securities Regulation    ● Class &  Derivative Actions 

Insider Trading    ● FINRA Disciplinary Proceedings   

Broker-Dealer, Investment Company and Investment Adviser Matters   

● Liability under Federal and State Securities Laws    ● Public and Private Offerings ● 

Internet Securities    ● Securities Arbitration    ● Law Firm Liability

660 S. Figueora, Suite 1960, Los Angeles, California 90017 • T: (213) 362-1000 • F: (213) 362-1001 • mail@rosen-law.com