Law Offices
Rosen & Associates, P.C.
Publications
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ROBERT C. ROSEN
Treatises
● International Securities Regulation; Co-General Editor, West Publishing (8 volumes)
● ISR: Stock Exchanges of the World; General Editor, West Publishing (4 volumes)
● International Securities Regulation: Pacific Rim; Co-General Editor, West Publishing (4 volumes)
● Commercial Business and Trade Laws; India, Author/Editor, Oceana Publications, Inc. - 1982 (1 Volume)
Periodicals
● Overview of Securities Regulation in Cyberspace, delivered at and published in the course materials of the 30th
Annual Securities Regulation Seminar, Los Angeles, October, 1997.
● Internationalization of the U.S. Securities Markets: Rule 144A and Efforts To Establish Formal Trading Markets,
The California International Practitioner, January, 1993, (Publication of the International Law Section of the
California State Bar Association).
● Internationalization of the U.S. Securities Markets and its Global Impact, delivered at and published in the course
materials of the Philippine S.E.C. Institute Inaugural Conference, Manila - July 28-30, 1992, co-author.
● Stockbrokers and Insider Trading: How to Avoid Liability, Financial Planning on Wall Street, August, 1992,
co-author.
● Insider Trading Dangers, The Corporate Board, The Journal of Corporate Governance, September, 1992
● An Accountant's Guide to the S.E.C.'s New Insider Trading Regulations, The CPA Journal (N.Y. Society of
CPA's), January, 1993, co-author.
● Insider Trading Regulation: A Short Course in U.S. Law and an Outline in Selected Countries, delivered at and
published in the course materials of the Philippine S.E.C. Institute Inaugural Conference, Manila, July 28-30,
1992, co-author.
● Recent SEC International Initiatives and Their Impact on Domestic & Foreign Securities Markets, co-author,
delivered at Los Angeles County Bar Association Program on International Securities Offerings, Debt Financing,
Technology Transfers and Joint Ventures, May, 1992, co-author.
● Securitization of Commercial Real Estate and the Real Estate Exchange: Looking Back on a Decade of Change
-- 1993-2003, co-author, The REIT Report, Vol. XIII, No. 4, Fall 1993, The National Association of Real Estate
Investment Trusts; published in the course materials of the 1992 Glendon Tremain Symposium on Recent
Developments of Interest to the Business Lawyer, April 1992, Los Angeles, and the Institutional Real Estate
Letter, July, 1992.
● How the Legal Profession Has Dropped the Ball on Insider Trading: And What Can Be Done About It, delivered
at and published in the course materials of the 1992 Glendon Tremain Symposium on Recent Developments of
Interest to the Business Lawyer, April, 1992, Los Angeles, co-author.
● Breaking the Mold: The Hybrid Limited Liability Company -- An Empirical Analysis and Challenge for Legislative
Action, published in the course materials of the 1992 Glendon Tremain Symposium on Recent Developments of
Interest to the Business Lawyer, April, 1992, Los Angeles, co-author.
● Law Firm Liability Under the Federal Securities Laws, INSIGHTS, Prentice Hall Law & Business, March, 1992,
co-author.
● Rule 144A and its Impact on International Securities Transactions, delivered at and published in the course
materials of the 1990 23rd Annual Securities Regulations Seminar, Los Angeles.
● The Internationalization of the U.S. Capital Markets: A Time of Change Led by the Securities & Exchange
Commission, delivered at and published in the course materials of the 1990 Glendon Tremaine Symposium on
Recent Developments of Interest to the Business Lawyer, April, 1990, Los Angeles.
● Practical Considerations in Representing Witnesses During an SEC Investigation, delivered at and published in
the course materials of the 20th Annual Securities Regulation Seminar, October, 1987, Los Angeles.
● The Myth of Self Regulation or the Dangers of Securities Regulation Without Administration: The Indian
Experience, Journal of Comparative Corporate Law & Securities Regulation, the University of Pennsylvania Law
School (Vol. 2, No. 4, December, 1979).
● Law & Population Growth in Jamaica, Fletcher School of Law and Diplomacy, Tufts University, Boston,
Massachusetts (Monograph Series No. 10, 1973).
JOHN B. WALLACE
● Countdown to Trial - John Wallace, Esq., printed in Los Angeles Lawyer (Nov. 95)
● Labor Code Section 4558 - John Wallace, Esq, Co-Author (1996)
DAVID BLEISTEIN
● "Foreseeability in Chains: Towards a Rational Analytical Framework for Accident and Medical Malpractice Cases
of Negligent Infliction of Emotional Distress In California," 29 Loyola Law School, Los Angeles, Rev. 343 (1995)
660 S. Figueroa Street, Suite 1960, Los Angeles, California 90017 • T: (213) 362-1000 • F: (213) 362-1001 • mail@rosen-law.com